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Shuffle methodological deck chairs or abandon theoretical ship? The complexity turn in injury prevention
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  1. Sheree Bekker
  1. Department for Health, University of Bath, Bath, UK
  1. Correspondence to Sheree Bekker, Department for Health, University of Bath, Bath BA2 7AY, UK; s.bekker{at}bath.ac.uk

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Introduction

Injury prevention theory, research, policy and practice have provided a rich basis for the consensus that injuries are not unavoidable ‘accidents’, but rather the result of predictable and preventable events.1–8 Yet unintentional injuries remain a leading cause of morbidity and mortality worldwide.9 Thus, there remains a persistent global burden of injury that appears resistant to the efforts of conventional science, and a growing recognition that injury is a complex problem requiring complex solutions.10–12

The move to systems thinking

In response to the recognition of this complexity, recent authors have noted the advantages of systems thinking approaches to injury prevention research.13–15 This shift holds that intrapersonal, interpersonal, organisational, community and societal determinants combine together into a highly complex ‘web of determinants’ that influences the likelihood of injury occurrence.13–16 Systems thinking thus offers much promise for further improvements in understanding injury and its prevention as a complex problem.

The move to systems thinking is a promising one. However, the growing support for systems thinking as a valid way to approach complex, intractable injury problems has an unintended unhelpful consequence. This being an overemphasis on the epistemological question of how multifactorialism is accounted for in research, and a corresponding underemphasis on the ontological considerations and assumptions we make about the world.

This dissonance in how complexity is understood and applied has been explored in a recent systematic review of systems thinking approaches in public health, which concluded that (1) close to half the papers identified by the review process are commentaries, (2) systems thinking in public health suffers from methodological weaknesses that need to be addressed, (3) much systems thinking in public health assumes a positivist and linear view of policy, and (4) success in systems thinking in public health is evaluated/defined on the basis that it is present, not that it is effective.17 This clearly echoes the sentiment of Eriksen and colleagues,18 in that ‘to move from monocausality to multifactorial causation does not in itself guarantee that we take the complexity seriously’ (p9). This is not necessarily because of an inadequate toolbox of methods, as is often (mis)understood by the call for a move to complex systems thinking; rather, it is the prevailing tendency of contemporary injury research scientists seeing the world through inadequate explanatory philosophical frameworks for complex injury issues and their solutions that needs to be examined. Indeed, McClure19 states that ‘without an explicit understanding of the common conceptual underpinnings of injury prevention in all its contexts, there is no platform from which to drive change’ (p177).

The current shift to systems thinking thus appears to be more about shuffling of methodological deck chairs, when what is really needed is an abandoning of theoretical ship, ideally for a sturdier vessel. This is because some attempts at incorporating systems thinking into injury prevention research have made the mistake of merely dividing complex problems up into parts, and then studying the relationships between those parts.20 As Eriksen and colleagues18 further theorise, ‘If our methods are designed to treat each factor separately, the phenomenon as a whole is lost even if we include many factors and add them up’ (p9).

While many injury prevention research questions have been answered, the scope of these questions has, in this way, been constrained by our scientific approach, and our ability to make dramatic injury prevention improvements is limited, not enabled, by the science we undertake.21 I believe the next true shift to understanding injury problems through a complex systems lens will be solved less by increasing methodological sophistication, and more by shifting the basic premises and frameworks in our thinking about the way the world works. A shift that may, ultimately, change the kinds of research questions we ask, and the types of problems we seek to solve.

Bringing in complexity

Research does not occur in a philosophical vacuum. Key assumptions—whether explicit or implicit—are coupled with the types of knowledge we seek. In moving to complexity approaches in injury prevention research, a different lens is now necessary.

The origins of complexity theory are traced in Castellani and Hafferty’s22 ‘Map of the Complexity Sciences’. This map shows the rich, varied, and continually emerging history and development of this approach. The argument presented here draws primarily from the development of social complexity meta-theory,20 22–30 as well as complexity theorists working in health sciences, including Plsek and Greenhalgh,31 Clark,32 Hawe,33 Braithwaite and colleagues,34 and the new collection on international perspectives on complexity in health systems from editors Greenhalgh and Papoutsi.35 Complexity theory has thus emerged as an approach by which to explore what surfaced as the limitations of conventional reductionist approaches.

In moving from conventional to complexity approaches in injury prevention research, how we understand the application of complexity is key. As Boulton et al 20 argue, complexity on this understanding ‘is not a model or a method or a metaphor, it is a description of the way things are’ (p27). Thus, it should not be seen as a pure theory as such, but a framework or lens.22

Understanding complexity

A helpful way to understand the place of complexity in the spectrum of scientific thinking is illustrated in table 1.12 20 25 28 34 Science can be classified as either simple (recipe-like) or complicated (containing subsets of simple systems), or complex (where the whole is equal to more than the sum of its parts). It is, therefore, useful to view the complex approach as being a way to scaffold our research that is fundamentally different from complicated approaches, not just meaning very complicated.

Table 1

A comparison of simple, complicated and complex problems (adapted from Glouberman and Zimmerman28)

Working in, with and through complexity

Understanding injury as a complex problem provides a useful lens by which to understand the lack of progress in some areas of injury prevention.12 Working with complexity has important implications for the kind of knowledge that is privileged, and in turn the research questions formulated, methods used, data collected and outcomes elicited.

The relevant three key tenets for injury prevention (figure 1), as collated by Bekker and Clark,12 are well placed to inform the ways in which injury research questions can be formulated to better account for complexity. The complexity tenets—open systems (stratification and fluidity), non-linearity (emergent properties and feedback loops) and improbability (demi-regularities and the ability to evolve, learn and adapt)—thus provide a manner of scaffolding injury prevention as inherently complex (table 2).12 Complexity, on this view, is congruent with qualitative, quantitative and mixed-methods approaches, determined by research question rather than methodological predilection. Rather than focusing on method, research studies and interventions for complex problems should thus be focused on understanding system goal behaviour using methodological pluralism to better explain both positive and negative outcomes.34

Figure 1

Tenets of a complexity approach to injury prevention research (adapted from Bekker and Clark12).

Table 2

Complexity, its implications and recommendations for future injury prevention research

Conclusion

Complexity is ubiquitous. A key strength of a complexity lens is that it provides the language by which a different manner of thinking about the ways in which the world works, and the ways of being within the world can be explained. This allows implicit assumptions to be made explicit, which in turn allows for complexity to be embraced. Drawing on complexity theory as a means of scaffolding the world allows us to better uncover how this perspective can be applied to the field of injury prevention research, so as to ultimately suggest ways in which intractable problems can be confronted in new and exciting ways.

Acknowledgments

AM Clark provided feedback on an earlier version of this manuscript, which was presented as a poster at the 2017 International Institute for Qualitative Methodology Qual-World Interactive Virtual Conference.

References

Footnotes

  • Funding The authors have not declared a specific grant for this research from any funding agency in the public, commercial or not-for-profit sectors.

  • Competing interests None declared.

  • Patient consent Not required.

  • Provenance and peer review Not commissioned; externally peer reviewed.

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